UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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| Emerging growth company |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.07Submission of Matters to a Vote of Security Holders.
On June 1, 2022, NCS Multistage Holdings, Inc. (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Annual Meeting”). Two items of business were acted upon by stockholders at the Annual Meeting: (1) the election of three Class II Directors nominated by the Board of Directors to serve until the 2025 Annual Meeting of Stockholders and until their respective successors have been duly elected and qualified and (2) ratification of the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. Total votes eligible to be cast at the Annual Meeting as of the April 5, 2022 record date were 2,406,093, of which 2,114,251 votes were cast in person or by proxy, consisting of approximately 87.9% of the total eligible votes to be cast.
The voting results are as follows:
Proposal 1 — Election of Directors
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| Broker |
Names |
| For |
| Withheld |
| Non-Votes |
Matthew Fitzgerald |
| 1,704,030 |
| 237,243 |
| 172,978 |
David McKenna |
| 1,700,916 |
| 240,357 |
| 172,978 |
Robert Nipper |
| 1,695,297 |
| 245,976 |
| 172,978 |
Proposal 2 — Ratification of Appointment of Independent Registered Public Accounting Firm
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For |
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| 2,113,325 |
Against |
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| 392 |
Abstentions |
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| 534 |
Broker Non-Votes |
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| — |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: June 1, 2022 | NCS Multistage Holdings, Inc. | |
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| By: | /s/ Ryan Hummer |
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| Ryan Hummer |
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| Chief Financial Officer and Treasurer |